Investment and Corporate Banking Advisory Compliance Officer- Americas (ICBA) Job at Crdit Agricole Group, New York, NY

YjN1eXZKU0hEY2VxdWphVmVhaUE2QitHSXc9PQ==
  • Crdit Agricole Group
  • New York, NY

Job Description

Summary: The Investment and Corporate Banking Advisory (ICBA) Compliance Officer Americas is responsible for the regulatory advisory function of the investment banking and financing activities. The candidate will be responsible for ensuring adherence to compliance standards and managing risks associated with investment banking and financing activities. The candidate should have a clear understanding of the various businesses within the scope of ICBA. Primary Responsibilities Provide general advisory services in connection with investment banking & financing activities. Provide advice and regulatory guidance to the private side of the bank and to the public side regarding control room-related issues, in coordination with the Conflicts Management Group (CMG) if necessary. Identify and prioritize regulatory and compliance risks associated with investment banking and financing activities. Maintain and update the applicable policies and procedures to ensure they are in agreement with Global policies as well as US laws and regulations concerning the topic. Partner with other Compliance teams, including CMG, Transversal, Financial Security and Capital Markets Compliance on matters related to investment banking and financing activities. Assist in analyzing complex situations and provide guidance for these situations. Assist in responding to regulatory inquiries, audits, examinations and investigations. Evaluate new products and activities to ensure compliance issues are identified and addressed and an appropriate compliance oversight program is implemented, as applicable. Management and Reporting The ICBA Compliance Officer reports directly to the Head of Global Markets Regulatory Compliance in the Americas and the Head of ICBRC in Head Office ultimately to the Regional Chief Compliance Officer for the Americas. Key Internal contacts All investment banking and financing business lines; Legal department; Audit department; Risk departments; Operations departments. Key External contacts The Firms regulators, including but not limited to FRB, NYDFS, FINRA, SEC, NFA, and CFTC. #J-18808-Ljbffr Crdit Agricole Group

Job Tags

Similar Jobs

GardaWorld Security Services U.S.

Security Officer - Dispatch Job at GardaWorld Security Services U.S.

 ...Job Description: GardaWorld Security Services is Now Hiring a Concierge Security Officer! Ready to suit up as a Security Guard in...  ...with people on all shifts, in environments such as office towers, hotels, shopping centers, etc. Whats in it for you: Site... 

SonicJobs

Hair Stylist/Barber Job at SonicJobs

Charlotte Area Sport Clips Haircuts is Hiring Hair Stylists and Barbers! Do What You Love! Love What You Do!Pay: $25.00 to $40.00 per hour (or more!)Job Types: Full-time, Part-timeJOB DESCRIPTIONNow Hiring: Hair Stylists & Cosmetologists in the Charlotte Region!Are you... 

Hubstaff blog

Part-time Data Analyst Job at Hubstaff blog

 ...growing, delighted and satisfied clients.Executive Remote Assistant - No Experience Required Part Time - Work From Home Remote JobAccountable for real-time...  ...to weekly and monthly to yearly KPI reports.Ensuring data is current and accurate for assigned division.Working... 

CSI

Senior Embedded Software Engineer (Plano) Job at CSI

 ...DIRECT HIRE / FULL TIME POSITION. LOCAL TO THE DFW METROPLEX PREFERRED. ONSITE (MONDAY...  .../ REMOTE ON FRIDAY) Title: Embedded Software Engineer IV Requirements: ~ BS in Electrical...  ...~8+ years of professional experience developing embedded software in C/C++. ~... 

Eagle Rock Health and Rehabilitation of Cascadia

Physical Therapist Assistant (PTA) Part-Time/PRN SNF/Rehab Job at Eagle Rock Health and Rehabilitation of Cascadia

*Eagle Rock Health and Rehabilitation of Cascadia* is seeking a dedicated and compassionate Physical Therapist Assistant (PTA) to join our rehabilitation team in a skilled nursing facility (SNF) setting. The PTA will work under the direction and supervision of a licensed...